Location: HALIFAX, NS, Hybrid (4 days in a week onsite and 1 day WFH)Pay Rate: $28.30/hrContract Length: 7 Months with possibility for extensionResponsibilities- Complete KYC for pre-existing customers by reviewing client documentation and updating the same in the system
- Conduct global KYC refresh due diligence and KYC refresh reviews for banking capital markets in line with global and regional regulatory requirements.
- Track documentation that cannot be obtained via internal or public sources and escalate to Front Office/ so outreach to clients may be conducted.
- Escalate to Banking CM, AML Compliance, Global Economic Sanctions, or other regulatory subject matter experts on clients identified as high risk or where material adverse information has been identified.
- Monitor escalation, refresh and outreach queues to ensure tasks and amendments are executed within agreed-upon timelines
- Respond to ad hoc requests for information from Front Office partners regarding appropriate KYC documentation.
- Analyze and test remediation process flows and define and implement mythology. Define and implement process optimizations and improvements
Must-Have Skills- Minimum 2-4 years of recent or relevant KYC/AML experience with a financial institution, preferably in Capital Markets
- BA / BS or equivalent
- In-depth knowledge of local and global KYC/AML, Capital Markets industry, or taxation regulatory requirements (IIROC, OFSI, IRS, etc.)
- In-depth knowledge of capital markets products, trade systems, and business lines.
- Knowledge of KYC/AML industry tools, portals, information sources, and vendor products.
- Ability to manipulate data (extract, analyze) and understand output
- Excellent verbal and written communication skills
Nice-to-Have Skills- Excellent computer skills, e.g., Excel, Word, etc., and knowledge of KYC systems like Fenergo.
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